Ethics & Conflicts of Interest Training
Thu, Jul 29
|Webinar
Due to the increasing focus on sound culture and conduct by MAS and other professional and supervisory bodies, Lymon will be conducting an Ethics & Conflicts of Interest training session (IBF-Accredited) on 29 July 2021 (Thursday).
Time & Location
Jul 29, 2021, 2:30 PM – 4:00 PM GMT+8
Webinar
About the Event
Lymon is a compliance consulting firm that has served financial institutions since 2013. Our mission is to help you navigate the constantly changing regulatory environments in which you operate in, to empower you to accelerate your business growth by keeping your businesses secure and compliant.
This Ethics & Conflicts of Interest Training session will enable you to understand and identify possible forms of conflicts of interest in fund management companies, broker-dealers and financial advisory companies, and the corresponding measures which you can put in place to mitigate such conflicts of interest.
This course is accredited by the Institute of Banking and Finance (“IBF”), and provides 2 hours of core CPD hours under both the Securities and Futures Act (“SFA”) and the Financial Advisers Act (“FAA”).
Cost per attendee:
SGD 51 (including GST) – excludes 90% of the fees which may be subsidised by IBF, subject to fulfillment of eligibility criteria,…