Ethics & Conflicts of Interest Training
Thu, Jul 20
|Webinar
Due to the increasing focus on sound culture and conduct by MAS and other professional and supervisory bodies, Lymon will be conducting an Ethics & Conflicts of Interest training session (IBF Accredited) on 20 July 2023 (Thursday).
Time & Location
Jul 20, 2023, 3:00 PM – 5:00 PM GMT+8
Webinar
About the Event
This training session will enable you to understand and identify possible forms of conflicts of interest in capital markets intermediaries including fund management companies, broker-dealers, and financial advisory companies, and the corresponding mitigating measures which you can put in place to mitigate such conflicts of interest.
Compliance Training: Ethics and Conflict of Interest (TGS-2022602038)
Introduction to ethics
Overview of increasing regulatory focus on sound ethical culture and conduct
Various types of conflicts of interest scenarios in fund management companies, broker-dealers and financial advisors, and how to identify them
Suggested Policies, Procedures and Controls to strengthen and foster a culture of ethics in the workplace